Compliance Officer (Marketing Review)
- $120,000 - $170,000
- Boston, MA
Leading Global Investment Firm
A bit about us:
We are a leading global investment firm with a long track record of success across multiple asset classes, including private equity, credit, real assets, and capital markets solutions. With offices around the world, we are expanding our footprint in the Boston area and building out a team of highly skilled professionals who share our commitment to excellence. Our mission is to deliver strong, sustainable results for our investors while maintaining the highest standards of integrity and professionalism.
Why join us?
Global Reach, Local Impact – Be part of a globally recognized firm that is making a significant investment in the Boston market.
Career Growth – Work alongside top professionals in compliance, legal, and investment teams, with opportunities to grow your expertise and career.
Dynamic Culture – Join a collaborative environment that values integrity, innovation, and professional development.
Meaningful Work – Play a key role in protecting the firm’s reputation, ensuring compliance with evolving regulations, and supporting the success of global business initiatives.
Job Details
Job Description – Compliance Officer (Marketing Review)
We are seeking a Compliance Officer with experience in marketing material review to join our growing Boston office. This role will sit within the Legal & Compliance team and will focus on ensuring that all marketing, client communications, and related materials meet applicable regulatory requirements and internal standards.
Key Responsibilities
Review and approve marketing, advertising, and client-facing communications for accuracy, fairness, and compliance with regulatory standards.
Provide guidance to business and marketing teams on regulatory requirements and best practices.
Partner with internal stakeholders to ensure timely and efficient review processes.
Assist in drafting, updating, and implementing compliance policies and procedures related to marketing and advertising.
Stay informed of regulatory developments affecting marketing and promotional activities across global markets.
Support broader compliance initiatives, including training, monitoring, and risk assessments.
Qualifications
5+ years of compliance experience within financial services, preferably in an investment management, banking, or alternative investments environment.
Strong knowledge of SEC, FINRA, and other applicable regulatory requirements for marketing and advertising.
Proven experience in reviewing marketing and client communication materials.
Excellent communication skills with the ability to partner effectively across business and legal teams.
Detail-oriented with strong organizational and analytical skills.
We are seeking a Compliance Officer with experience in marketing material review to join our growing Boston office. This role will sit within the Legal & Compliance team and will focus on ensuring that all marketing, client communications, and related materials meet applicable regulatory requirements and internal standards.
Key Responsibilities
Review and approve marketing, advertising, and client-facing communications for accuracy, fairness, and compliance with regulatory standards.
Provide guidance to business and marketing teams on regulatory requirements and best practices.
Partner with internal stakeholders to ensure timely and efficient review processes.
Assist in drafting, updating, and implementing compliance policies and procedures related to marketing and advertising.
Stay informed of regulatory developments affecting marketing and promotional activities across global markets.
Support broader compliance initiatives, including training, monitoring, and risk assessments.
Qualifications
5+ years of compliance experience within financial services, preferably in an investment management, banking, or alternative investments environment.
Strong knowledge of SEC, FINRA, and other applicable regulatory requirements for marketing and advertising.
Proven experience in reviewing marketing and client communication materials.
Excellent communication skills with the ability to partner effectively across business and legal teams.
Detail-oriented with strong organizational and analytical skills.
Jobot is an Equal Opportunity Employer. We provide an inclusive work environment that celebrates diversity and all qualified candidates receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, religion, national origin, age (40 and over), disability, military status, genetic information or any other basis protected by applicable federal, state, or local laws. Jobot also prohibits harassment of applicants or employees based on any of these protected categories. It is Jobot’s policy to comply with all applicable federal, state and local laws respecting consideration of unemployment status in making hiring decisions.
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By applying for this job, you agree to receive calls, AI-generated calls, text messages, or emails from Jobot, and/or its agents and contracted partners. Frequency varies for text messages. Message and data rates may apply. Carriers are not liable for delayed or undelivered messages. You can reply STOP to cancel and HELP for help. You can access our privacy policy here: jobot.com/privacy-policy
Sometimes Jobot is required to perform background checks with your authorization. Jobot will consider qualified candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance.
Information collected and processed as part of your Jobot candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Jobot's Privacy Policy, as well as the Jobot California Worker Privacy Notice and Jobot Notice Regarding Automated Employment Decision Tools which are available at jobot.com/legal.
By applying for this job, you agree to receive calls, AI-generated calls, text messages, or emails from Jobot, and/or its agents and contracted partners. Frequency varies for text messages. Message and data rates may apply. Carriers are not liable for delayed or undelivered messages. You can reply STOP to cancel and HELP for help. You can access our privacy policy here: jobot.com/privacy-policy