Junior Financial Broker - Encino

Advance your career in the financial services industry!

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A bit about us:

An independent financial services firm, offering securities and advisory services, committed to making the planning, investment, and retirement process simple and understandable for clients.

Job Title: Junior Financial Broker
Compensation: $60k-$75k/year and potential bonuses
Location: Encino, CA

Why join us?

  • Competitive pay
  • Bonuses
  • Career development

Job Details

We are actively seeking a licensed Junior Broker to join our dynamic team. As a Junior Broker, you will play a crucial role in supporting our clients' financial goals, providing top-notch service, and contributing to the growth and success of our organization.


  • Establish and maintain strong relationships with clients, understanding their financial objectives and risk tolerance.
  • Provide personalized financial guidance and investment recommendations to help clients achieve their goals.
  • Execute securities transactions in alignment with regulatory guidelines and company policies.
  • Offer advisory services, ensuring compliance with industry standards.
  • Utilize technological tools to streamline processes and enhance client interactions.
  • Collaborate with clients to develop and implement financial plans tailored to their unique needs.
  • Stay updated on market trends, investment opportunities, and regulatory changes.


  • Active 7-series license, 66, or 65.
  • Previous experience in a similar role within the financial services industry.
  • Familiarity with Schwab or Pershing Platform is highly desired.
  • Strong interpersonal and communication skills.
  • Detail-oriented with a commitment to compliance and ethical conduct.
  • Proactive attitude, self-motivated, and a team player.

If you are a motivated and licensed professional looking to advance your career in a dynamic financial services environment, we encourage you to apply!
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Job Details
Managed by Jobot Pro
Los Angeles, CA
Job Type
$60,000 - $75,000